Employee Benefit Plans

cost-effective employee benefit plan financial statement auditsMiller Kaplan Arase LLP facilitates benefit plan reporting for companies of all sizes, tax-exempt organizations and collectively bargained plans across the United States. We are well known for efficient, cost-effective employee benefit plan financial statement audits. The firm is a member of the American Institute of Certified Public Accountants’ Employee Benefit Plan Audit Quality Center (AICPA). Miller Kaplan works with more than 500 employee benefit plan clients to help them comply with their 401k plan reporting and filing requirements.

Corporate Employee Benefit Plans

We work with corporate employers, ranging from multinational companies to mom-and-pop operations, to help them meet their yearly Form 5500 reporting obligations. Serving corporate benefit plans has been a major focus of the firm for more than 15 years. Our experience includes:

  • 401(k) Plans
  • Pension and Profit Sharing Plans
  • Health, Vacation and Supplemental Plans
  • ESOPs
  • 403(b) Plans
  • Excise Taxes Related to Employee Benefit Plans (Form 5330)
  • Delinquent Voluntary Compliance

Miller Kaplan maintains a dedicated team of more than 50 plan audit professionals, fully conversant in the regulations and accounting principles unique to employee benefit plans. We serve as a consistent and reliable resource, encourage communication throughout the year, and offer regular updates to clients on regulatory changes issued by the Department of Labor and the Internal Revenue Service. While some CPA firms use employee benefit plan audits to train new staff or as filler work during the slow season, Miller Kaplan devotes a sizable and stable team of highly trained professionals to serving its employee benefit plan clients. As a member of the AICPA, our clients receive continuity of service from professionals knowledgeable about their plans.

Multi-Employer/Collectively Bargained Plans

Our full service accounting firm has extensive experience assisting trustees, directors, plan administrators and plan professionals in meeting their fiduciary responsibilities. Our experience includes:

  • Pension, Profit Sharing, Money Purchase and 401(k) Plans
  • Health, Training, Vacation and Supplemental Plans
  • Healthcare Claims Compliance
  • Employer Payroll Compliance
  • Excise Taxes Related to Employee Benefit Plans (Form 5330)
  • Exempt Organization Business Income Tax Return (Form 990-T)

Employee benefit plan audits is a major area of our service. Miller Kaplan maintains a team of more than 50 professionals who focus on multi-employer plans full time. This ongoing familiarity with the industry, its filing requirements and our clients’ plans and personnel helps minimize the burden of plan administrative staff.

Questions about our Employee Benefit Plans services? Let us know.




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Industry Contacts

Catalina Kirby



Catherine Gardner

San Francisco


Jeffrey Goss

Los Angeles